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In response to the current crisis, CESR is working with concerned
civic groups and individuals on an Emergency Campaign on Iraq.
The purpose of the Campaign is to ensure respect for humanitarian
and human rights principles by all parties to the Iraq conflict.
Main activities include: sending fact-finding missions to Iraq;
preparing a range of educational resources, from legal and scientific
reports to popular fact-sheets; and advocating for a peaceful,
law-based resolution to the crisis.
ACKNOWLEDGEMENTS
This report is dedicated to the 24 million Iraqi civilianswho
have lived through 12 years of hardship and face the prospect
of yet another war.
We are grateful to all the Iraqis, United Nations personnel,
and international aid workers who consented to be interviewed
and shared documents with us for this report. We are also grateful
to our Jordanian translators - Rajaa Al Jazar, Zakaria Salameh,
Ali Abu Shakra, and Luay Shalkoub - who often translated under
difficult conditions.
We would like to thank Terry Allen for the layout of the report
in Baghdad. Special thanks to Hans von Sponeck, Ramzi Kysia, Sarah
Leah Whitson, Ayliz Baskin, Jacob Park, Jason Florio, Robert Huber,
Chris Caruso, Sara van der Pas, and Brenda Coughlin.
The six mission participants conducted research and wrote the
first draft of the report under demanding conditions in Iraq.
Elisabeth Benjamin, with Ronald Waldman, was responsible for the
overall editing of the draft report in Baghdad. The following
team members had primary responsibility for each of the sections:
Health ~ Michael VanRooyen, Ronald Waldman, Elisabeth Benjamin;
Food and Nutrition ~ Peter Pellett and Elisabeth Benjamin; Electrical
Infrastructure ~ Michael McCally; Water and Sanitation ~ Charlie
Clements; and Humanitarian Preparedness ~ Ronald Waldman.
The Executive Summary was written by Roger Normand with Sarah
Zaidi. The final report was produced and edited by Sarah Zaidi,
Roger Normand, Elisabeth Benjamin, Hadi Ghaemi, and Jacob Park.
CESR gratefully acknowledges the generous financial support of
The Ford Foundation, the Mertz Gilmore Foundation, and the John
D. and Catherine T. MacArthur Foundation.
The views expressed in this report are those of the Center for
Economic and Social Rights and do not necessarily represent the
views of individual contributors.
TABLE OF CONTENTS
Executive Summary
Chapter 1: Introduction
Chapter 2: Methodology
Chapter 3: Health Care System
Chapter 4: Food and Nutrition Status
Chapter 5: Infrastructure
Chapter 6: Humanitarian Preparedness in the Event of War
Appendix A: The 1991 Gulf War and A Possible War Scenario
Appendix B: Principles Guiding Humanitarian Action
Appendix C: United Nations Confidential Document Analysis
Bibliography
Research Team Biographies
Executive Summary
The Center for Economic and Social Rights (CESR) sent a team
of experts to Iraq from January 17-30, 2003 to establish a baseline
of current conditions and assess the probable T consequences of
war. The Research Team's main finding is that the international
community is unprepared for the humanitarian disaster of another
war in Iraq.
The CESR Research Team was comprised of six experts in food security
and nutrition, public health infrastructure, primary and public
health care, and emergency and curative medicine. The Research
Team: 1) conducted interviews in Baghdad, Kerbala, Kut, Basrah,
Faw, Tikrit, Beiji, Mosul, Kirkuk, and Amman, Jordan; 2) collected
extensive data from Iraqi civilians, clinic and hospital staff,
government and United Nations (U.N.) officials, and staff of non-governmental
organizations (NGOs); and 3) conducted a thorough literature review.
In addition, the Research Team obtained confidential U.N. documents
on humanitarian conditions and emergency planning and conducted
a review of available literature.1
The Research Team was afforded an unusual level of independence
by the Government of Iraq. Most interviews and visits were conducted
without Iraqi "minders" and with independent bilingual
translators from Jordan.
This report focuses exclusively on the humanitarian implications
of war to encourage informed public discussion and effective international
action on this crucial yet overlooked element of the Iraq crisis.
This limited focus does not reflect acceptance that war against
Iraq is either justified or inevitable. While team members hold
diverse political opinions about the war, they all agree that
the human costs of war are unacceptably high.
The Research Team deplores the rush to war by the governments
of the United States (U.S.) and the United Kingdom (U.K.) and
urges that all possible steps be taken to achieve peace in accordance
with fundamental principles of the United Nations Charter. The
Research Team also deplores that Iraqis live under a repressive
government that abuses human rights and contributes to the current
vulnerabilities of the population. The people of Iraq should not
be forced once again to pay the price for the political impasse
between their leadership, the U.S. government, and other states.
FINDINGS
No one can precisely predict the extent of the crisis.2This report
makes an informed assessment of probable humanitarian consequences
of war based on field research, secondary data, confidential U.N.
documents on humanitarian planning, and analysis of precedents.
The main findings of the report are summarized below.
1. The Iraqi population is far more vulnerable to the shocks
of war than it was in 1991, having been reduced after 12 years
of sanctions to a state of dependency on government and international
aid.
Previously, Iraq was classified as a rapidly developing country
with a modern urban infrastructure, an extensive welfare system,
and a thriving middle class with significant personal assets.3
After 12 years of sanctions, the population has been impoverished
and the civilian infrastructure remains fragile. Many characteristics
of Iraqi society today are more comparable to the circumstances
found in long-term refugee settings than to those in developing
countries.
- Since 1991, Iraq's rank on the United Nations Human Development
Index has fallen from 96 to 127. No other country has fallen
so far, so fast.4 Over 60% of the population - 16 million people
- depend for survival on a comprehensive government food rationing
system.5 The ration is purchased through the sale of Iraqi oil
and supplied through funds controlled and administered by the
Oil-for-Food Program (OFFP).6
- The OFFP limits economic opportunities by failing to implement
a cash component; civil servant salaries averaging US$3-6 per
month cannot cover even subsistence needs.7
- While nutritional status has improved recently due to increased
humanitarian supplies under the OFFP and two years of good harvests,
any disruption to the food distribution or health care systems
will cause a rapid setback.
- Iraqis have been extremely isolated from the outside world
for 12 years; the mental, physical, and educational development
of an entire generation has been adversely affected by the extraordinary
trauma of war and sanctions.8
2. International agencies are not
adequately prepared to respond to the humanitarian consequences
of war, especially if civilian infrastructure is attacked or disabled.
Military attacks against electricity, transportation, telecommunications,
and other necessities of modern civilian life would cause the
immediate collapse of Iraq's water purification, sanitation, public
health, and food distribution systems, leading to increased hunger,
sickness, and death, especially among children. Similar attacks
in the 1991 war contributed to 47,000 excess child deaths within
eight months.9
The CESR Research Team observed that few physicians or nurses
have the necessary training to care for traumatic injuries. During
war it is almost certain that the emergency health system would
be overwhelmed. Given current vulnerabilities, civilian casualties
could be far greater than in 1991, especially in the event of
an extended military conflict with a siege of Baghdad.10
A confidential U.N. document warns that "the collapse of
essential services in Iraq could lead to a humanitarian emergency
of proportions well beyond the capacity of U.N. agencies and other
aid organizations."11 The document also reports that:
- "In event of a crisis, 30 percent of children under five
[approximately one million children] would be at risk of death
from malnutrition."
- "Military conflict would result in significant disruptions
of critical infrastructure in South and Center of the country
. . . and sizeable internal and external population movements."
UNHCR is preparing for 600,000 refugees.
- "Access to war-affected civilians would be severely
limited for the duration of the conflict."
- "The capacity of the Government and other assistance
providers to deliver basic services and to conduct relief operations
would be severely limited."
- "UNICEF expects shortage of essential drugs, especially
antibiotics, to occur within one month of the onset of crisis."
- Although agencies have engaged "in a discreet planning
and preparedness effort for several months... [t]he current
response capacity of the United Nations system remains well
below the critical requirement established through the inter-agency
planning process."
3. Any attempts to replace rather
than supplement Iraqi public health, food distribution, and infrastructure
will exacerbate the humanitarian crisis.
While Iraqi systems are severely stressed, they are functional
and the majority of the population relies on them. The Research
Team was struck by the dedication of thousands of professional
staff and civil servants who maintain these crucial survival systems
despite extraordinary obstacles. The U.N. acknowledges that the
"humanitarian needs of the Iraqi population as a whole can
be met only by national and local authorities" in light of
"high levels of existing vulnerability and the dependence
of most of the population on [the Government of Iraq] for their
basic needs."12 The most common international approach to
humanitarian emergencies is to establish new or parallel structures
to provide food and medical treatment, as in a refugee camp. But
this approach would deprive war-affected Iraqis of billions of
dollars in humanitarian supplies provided by the OFFP as well
as the services of thousands of experienced professionals.
- Iraq has 929 primary health care centers, compared to 1,800
prior to 1990. The Ministry of Health operates several hospitals
in each governorate, partially financed by user fees, with a
total capacity of 27,000 beds.13
- Iraq's food distribution system, the largest such operation
in world history, supplies 24 million people with approximately
2,470 kilocalories per day through a network of 46,000 rations
agents in the South and Center of Iraq. Despite its massive
scope, this system serves to mitigate, rather than end, deprivation
associated with sanctions.14
- Iraq's electricity system has an installed capacity of 9,500
megawatts to power its modern infrastructure. Although there
is a partnership between Iraq, NGOs, and the UNDP to rehabilitate
the system through the OFFP, current capacity remains at 43%
of installed capacity.15
The national output of potable water remains at 50% of previous
capacity and water quality remains substandard.16 Through repairs
and rationing, access to safe water is approaching 1990 levels:
94% urban and 45.7% rural coverage.17
4. The secrecy of humanitarian preparations
by the United States and the United Nations is impeding efforts
to develop an effective emergency response capacity.
The United States has not shared information about humanitarian
planning with international agencies that are planning to provide
assistance inside Iraq. Such secrecy regarding relief operations
is difficult to reconcile with the U.S. government's detailed
public statements about military operations. Similarly, U.N. agencies
have also prepared confidential documents on emergency planning
for Iraq that they have not shared with other relief agencies.
Under these circumstances, the right of affected populations to
receive assistance is likely to be compromised.
- The U.N. has closely guarded its operational planning for
emergency relief, making effective humanitarian coordination
with international NGOs difficult.
- The U.S. Department of Defense has prepared a classified humanitarian
proposal that has been shared with members of Congress but not
with the members of the international relief community.18
- A consortium of American NGOs has received grants of almost
US$2 million from USAID for relief aid in Iraq, yet relatively
few have received necessary government licenses to operate in
Iraq or neighboring countries. These groups have complained
publicly about the lack of coordination between various government
departments¡ªthe Pentagon, State Department, USAID
Office of Foreign Disaster Assistance, and Treasury Department
OFAC.19
5. All parties to war are obligated
to respect the well-established principles governing humanitarian
action: humanity, neutrality, independence, impartiality, and
accountability.
Under this framework, there is a clear separation between humanitarian
actions and the political, military, or economic actions carried
out by governments during a conflict. Military operations need
to be distinct from humanitarian activities, especially at the
height of hostilities. Civilians should not associate humanitarian
organizations with military objectives.
- In off-the-record interviews, NGO staff expressed widely shared
concerns that funding and access are being politicized to favor
those humanitarian organizations most sympathetic to the war
aims of the U.S. government.
- International relief agencies, especially in Europe, have
publicly criticized the U.S. for politicizing aid and failing
to guarantee humanitarian access to post-war Iraq as a right
protected under international law.20
- The tactic of airdropping individual food rations, condemned
by the U.N. and independent relief agencies in Afghanistan as
an ineffective and dangerous conflation of military and humanitarian
operations, will apparently be conducted on a much greater scale
in Iraq.21
- The subordination of humanitarian to military goals undermines
principles of humanitarian action, neutrality in particular,
and risks exposing aid workers to military attack and civilian
anger, as happened in Afghanistan.
CONCLUSION
In the event of war, 30 percent [more than one million] children
under five are at risk of dying from malnutrition. - U.N. Contingency
Plan
The Iraqi people already suffer severe deprivation under sanctions
and will be in much greater need of humanitarian assistance in
the event of another war. The total amount of grants pledged by
governments (US$65 million from the United States and US$15 million
the United Kingdom) is a tiny fraction of the revenues from Iraqi
oil sales under the OFFP. For Phase XIII (December 5, 2002 to
June 3, 2003), the Sanctions Committee has already approved more
than $1 billion of humanitarian supplies (food, medicine, vaccines,
and spare parts) out of an expected total of $4.93 billion in
oil sales revenue.22
The Office of the Iraq Program has stated that the OFFP would
be terminated in the event of war, and that the $10.9 billion
worth of supplies already in the pipeline ¨C paid for by Iraq
but not yet delivered ¨C would not be released without a new
Security Council resolution.23 It is safe to predict that the
humanitarian crisis resulting from another war in Iraq would far
exceed the capacity of U.N. and international relief agencies.
It is thereforeessential that the Security Council, and the U.S.
in particular, respond to a number of urgent questions:
Are civilian life support systems, in particular electricity,
water, and sanitation, considered military targets as in the 1991
war?
What are the contingency plans to prevent repetition of the "cycle
of death" caused by increased malnutrition and disease, especially
among children?
What will happen to Iraqi government food distribution and public
health systems in areas occupied by U.S. and other military forces?
What will happen to the food, medicine, and other humanitarian
supplies currently provided through the OFFP Program?
How will the international community mobilize the enormous aid
package necessary to prevent or mitigate a disaster?
Why are humanitarian response plans being developed in secrecy
and without necessary coordination among key actors?
Will the U.S. military allow international relief agencies independent
access to affected populations as required by humanitarian principles
and international law?
The humanitarian community, and the international public in general,
deserve answers to these life and death issues from the Security
Council, and the governments of the U. S. and the U. K. in particular,
in order to make informed decisions about the crisis in Iraq.
With the world poised on the brink of a potentially catastrophic
war, this does not seem too much to ask.
Notes:
- United Nations Executive Committee for Peace and Security,
"Portrait of Iraq," Strictly Confidential (January
7, 2003); United Nations, "Portrait of the Current Socio-Economic
Development Situation and Implications in Iraq Based on Specified
Scenarios," Confidential (January 20, 2003) [hereinafter
"U.N. Portrait"]; United Nations Office for the
Coordination of Humanitarian Affairs, "Integrated Humanitarian
Contingency Plan for Iraq and Neighboring Countries,"
Confidential Draft (January 7, 2003) [hereinafter "U.N.
Contingency Plan"].
- This report does not base different humanitarian outcomes
on specific military scenarios. A number of other studies
do that. See, e.g. Rogers, P., "Iraq: Consequences of
a War," Oxford Research Group (October 2002); MedAct,
"Collateral Damage: The Health and Environmental Costs
of War on Iraq," IPPNW (November 2002); U.S. Military
Displaced Civilian (DC) Camp Operations (November 11, 2002).
- Economist Intelligence Unit Report (1996).
- UNDP, Human Development Report, (July 2002).
- United Nations, "Likely Humanitarian Report Scenarios,"
(December 10, 2002).
- U.N. Portrait.
- UNICEF, "The Situation of Children in Iraq," (February
2002) [hereinafter UNICEF Iraq Report]. Because of the lack
of implementation of the cash component GOI cannot use OFFP
revenue to pay local salaries or make purchases other than
what is approved by the Sanctions Committee.
- U.N. Portrait.
- Ascherio, A., Chase, R., Cote, T. et al., "Effect of
the Gulf War on Infant and Child Mortality in Iraq,"
New England Journal of Medicine, 327: 931-36 (1992).
- Rogers, Paul, "Iraq: Consequences of a War," Oxford
Research Group (October 2002); MedAct, "Collateral Damage:
the Health and Environmental Costs of War on Iraq," (November
2002).
- U.N. Contingency Plan.
- U.N. Contingency Plan.
- UNICEF Iraq Report.
- Gazdar, Haris, "Pre-Modern, Modern and Postmodern Famine
in Iraq," Institute of Development Studies Bulletin,
(October 2002).
- UNDP, "Sectoral Report" (2003).
- UNICEF, "Water and Sanitation Briefing Iraq South/Centre,"
annexed to "Working with Children to Build a Better Future,"
(undated 2002).
- UNICEF Iraq Report.
- CESR interviews in Washington, D.C.
- Grossman, Elaine, "Humanitarian Crisis in Iraq Could
Fast Undercut War Aims," Inside the Pentagon (February
6, 2003); CESR Interviews in Washington, D.C. and in Amman,
Jordan (February 2003).
- Save the Children, et al, "Joint NGO Statement Against
War" (Sept. 23, 2002).
- Schmitt E. and Shanker, T. "U.S. Military Set to Provide
Aid to Iraqi People in the Event of War," NY Times (February
11, 2003).
- U.N. Office of the Iraq Programme. "Plan for Phase
XIII" (January 3, 2003); Office of the Iraq Programme,
"The Humanitarian Programme in Iraq Pursuant to Security
Council Resolution 986 (1995): "Note by the Office of
the Iraq Programme," United Nations (November 12, 2002).
Over the past six years, the government of Iraq through the
Oil-for-Food Program has provided revenue for current humanitarian
activities and United Nations administration. Between December
1996 and October 31, 2002, the Sanctions Committee has approved
humanitarian supplies valued at $42 billion, including $3.7
billion for the oil sector. Of this amount, $26 billion worth
of goods have been delivered, including $1.6 billion worth
of oil industry spare parts and equipment. This is equivalent
to an average $685 per person per year in the Center/South.
Approximately $10.9 billion worth of humanitarian supplies
are currently in OFFP delivery pipeline.
- United Nations Office of the Iraq Programme, Update 25-31
January, 2003.
Full
Report (in pdf format - 2824.00 KB)
For more information please visit: http://www.cesr.org/iraq
or email Jacob Park at
jpark@cesr.org
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